In early March, Chartis developed a solution to fill a coverage void in the marketplace by introducing a new insurance product called the Investigation Edge. This policy is designed to insure the corporation for costs it incurs in responding to an investigation by an enforcement body stemming from a defined Securites Violation.

This document covers the differences between a Securities Claim and investigations of securities violations, details of the key provisions of the new Investigation Edge policy, and provides an illustration of the SEC's investigation process in Exhibit A.

Click here to read more about the Investigation Edge.